RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••• L••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 24, 2026 · Westlake, Tx
- E••••• J•••• national BDOct 23, 2019 to Jun 3, 2021 · Tempe, Az
- E•••• S••••••••• L•• BD affiliatedMar 23, 2017 to Sep 17, 2019 · Dallas, Tx
- C•••••• O•• A•••••••• L•• formerApr 6, 2015 to Jan 18, 2017 · Seattle, Wa
- E••••• J•••• to S••••• W••••• A•••••••• I•••left Jun 3, 2021, registered Feb 24, 2026 (1727 days) · Other
- E•••• S••••••••• L•• to E••••• J••••left Sep 17, 2019, registered Oct 23, 2019 (36 days) · Affiliated broker-dealer or bank to another
- C•••••• O•• A•••••••• L•• to E•••• S••••••••• L••left Jan 18, 2017, registered Mar 23, 2017 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address