RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W•••• D••••••
- E• W••••• A••••••• independent RIA currentsince Apr 8, 2025 · San Francisco, Ca
- P•••••••• W•••••• L•• formerSep 10, 2012 to Jul 15, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseJul 15, 2010 to Jun 17, 2011 · Berkeley, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 15, 2010 to Mar 31, 2010 · Oakland, Ca
- W•••• F•••• I••••••••• L•• unclassifiedDec 4, 2009 to Feb 17, 2010 · Oakland, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2009 to Feb 12, 2009 · Oakland, Ca
- P•••••••• W•••••• L•• to E• W••••• A•••••••left Jul 15, 2025, registered Apr 8, 2025 (-98 days) · RIA to RIA · moved with a team
- M••••• S•••••• to P•••••••• W•••••• L••left Jun 17, 2011, registered Sep 10, 2012 (451 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 31, 2010, registered Jul 15, 2010 (106 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 17, 2010, registered Mar 15, 2010 (26 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••left Feb 12, 2009, registered Dec 4, 2009 (295 days) · Other
- B•••• W•••• D•••••• left P•••••••• W•••••• L•• for E• W••••• A••••••• (registered 2025-04-08)Jul 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address