DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Janette Monica Schwendeman

Private Advisor Group, LLCBD affiliatedGilbert, Az dual registrantIAPD 5600261

Certified Financial Planner

Feed of 09/14/2026

Also filed as Janette M Taylor

At current firm

0 y

since Oct 7, 2025

In the industry

17 y

since Nov 25, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Private Advisor Group, LLC BD affiliated current
since Oct 7, 2025 · Gilbert, Az
Graystone Partners Wealth Management, LLC independent RIA
Jan 14, 2020 to Oct 8, 2025 · Tempe, Az
LPL Financial LLC BD affiliated
May 27, 2015 to Oct 23, 2015 · Phoenix, Az
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Dec 31, 2013 · Pacific Palisades, Ca
Chase Investment Services Corp. former
Jul 23, 2012 to Oct 1, 2012 · Pacific Palisades, Ca
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Jun 27, 2011 · Brea, Ca
Wells Fargo Investments, LLC unclassified
Nov 26, 2008 to Jan 3, 2011 · Placentia, Ca

Moves

a registration end followed by a registration begin elsewhere

Graystone Partners Wealth Management, LLC to Private Advisor Group, LLC
left Oct 8, 2025, registered Oct 7, 2025 (-1 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Graystone Partners Wealth Management, LLC
left Oct 23, 2015, registered Jan 14, 2020 (1544 days) · Other
J.P. Morgan Securities LLC to LPL Financial LLC
left Dec 31, 2013, registered May 27, 2015 (512 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Chase Investment Services Corp.
left Jun 27, 2011, registered Jul 23, 2012 (392 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

Janette Monica Schwendeman left Graystone Partners Wealth Management, Llc for Private Advisor Group, Llc (registered 2025-10-07)
Oct 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address