RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P• M•••••
- W•••• F•••• A••••••• wirehouse currentsince May 2, 2024 · Annapolis, Md
- P•• W••••• M••••••••• BD affiliatedJan 23, 2019 to May 9, 2024 · Annapolis, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 4, 2018 to Jan 18, 2019 · Linthicum Heights, Md
- P•• W••••• M••••••••• BD affiliatedApr 21, 2017 to Jun 8, 2018 · State College, Pa
- C••••••• S••••••••• I••• BD affiliatedMar 24, 2016 to Apr 4, 2017 · Washington, Pa
- M•• S••••••••• I••• unclassifiedNov 20, 2015 to Jan 8, 2016 · Williamsport, Pa
- P•• W••••• M••••••••• BD affiliatedApr 28, 2014 to Oct 20, 2015 · State College, Pa
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left May 9, 2024, registered May 2, 2024 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- V•••• F•••••••• A•••••••• I••• to P•• W••••• M•••••••••left Jan 18, 2019, registered Jan 23, 2019 (5 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to V•••• F•••••••• A•••••••• I•••left Jun 8, 2018, registered Jun 4, 2018 (-4 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•• W••••• M•••••••••left Apr 4, 2017, registered Apr 21, 2017 (17 days) · Other
- M•• S••••••••• I••• to C••••••• S••••••••• I•••left Jan 8, 2016, registered Mar 24, 2016 (76 days) · Other
- P•• W••••• M••••••••• to M•• S••••••••• I•••left Oct 20, 2015, registered Nov 20, 2015 (31 days) · Other
- M•••••• P• M••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2024-05-02)May 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address