DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony Michael Aulffo

Wealthcare Advisory Partners LLCBD affiliatedWest Chester, Pa IA-onlyIAPD 5602104

Certified Financial Planner

Feed of 09/15/2026

Also filed as Anthony Aulffo

At current firm

0 y

since Jan 1, 2026

In the industry

17 y

since Jan 7, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wealthcare Advisory Partners LLC BD affiliated current
since Jan 1, 2026 · West Chester, Pa
Private Advisor Group, LLC BD affiliated
Dec 3, 2020 to Jun 12, 2025 · Cherry Hill, Nj
Brookstone Wealth Advisors, LLC no RAUM
Dec 10, 2018 to Dec 1, 2020 · Paoli, Pa
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Dec 7, 2018 · Newtown Square, Pa
Msi Financial Services, Inc. former
Jan 2, 2015 to Mar 25, 2017 · Newtown Square, Pa
New England Securities Corporation former
Mar 20, 2013 to Jan 2, 2015 · Newtown Square, Pa
Securian Financial Services, Inc. former
Mar 8, 2011 to Feb 8, 2012 · Mt Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

Private Advisor Group, LLC to Wealthcare Advisory Partners LLC
left Jun 12, 2025, registered Jan 1, 2026 (203 days) · Affiliated broker-dealer or bank to independent RIA
Brookstone Wealth Advisors, LLC to Private Advisor Group, LLC
left Dec 1, 2020, registered Dec 3, 2020 (2 days) · RIA to affiliated broker-dealer or bank
MML Investors Services, LLC to Brookstone Wealth Advisors, LLC
left Dec 7, 2018, registered Dec 10, 2018 (3 days) · Affiliated broker-dealer or bank to independent RIA
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
New England Securities Corporation to Msi Financial Services, Inc.
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Securian Financial Services, Inc. to New England Securities Corporation
left Feb 8, 2012, registered Mar 20, 2013 (406 days) · Other

Signals

Anthony Michael Aulffo left Private Advisor Group, Llc for Wealthcare Advisory Partners Llc (registered 2026-01-01)
Jun 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address