DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Simon Michel Joseph

United Advisor Groupindependent RIAAlexandria, Va IA-onlyIAPD 5602157

Feed of 09/14/2026

Also filed as Simon Michael Youssef

At current firm

2 y

since Aug 27, 2024

In the industry

17 y

since Dec 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Advisor Group independent RIA current
since Aug 27, 2024 · Alexandria, Va
LPL Financial LLC BD affiliated
May 6, 2024 to Aug 8, 2024 · Alexandria, Va
Momentum Independent Network Inc. BD affiliated
Mar 1, 2022 to May 9, 2024 · Glen Allen, Va
Truist Advisory Services, Inc. BD affiliated
Feb 17, 2021 to Mar 31, 2022 · Alexandria, Va
Bb&T Securities, LLC former
Aug 24, 2016 to Feb 17, 2021 · Alexandria, Va
Morgan Stanley wirehouse
Aug 19, 2009 to Aug 5, 2016 · Purchase, Ny
Equitable Advisors, LLC national BD
May 20, 2009 to Jul 9, 2009 · Lansdowne, Va

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to United Advisor Group
left Aug 8, 2024, registered Aug 27, 2024 (19 days) · Affiliated broker-dealer or bank to independent RIA
Momentum Independent Network Inc. to LPL Financial LLC
left May 9, 2024, registered May 6, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Truist Advisory Services, Inc. to Momentum Independent Network Inc.
left Mar 31, 2022, registered Mar 1, 2022 (-30 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Truist Advisory Services, Inc.
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
Morgan Stanley to Bb&T Securities, LLC
left Aug 5, 2016, registered Aug 24, 2016 (19 days) · Other
Equitable Advisors, LLC to Morgan Stanley
left Jul 9, 2009, registered Aug 19, 2009 (41 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Simon Michel Joseph left Lpl Financial Llc for United Advisor Group (registered 2024-08-27)
Aug 8, 2024 · Advisor changed firm · fact
Simon Michel Joseph left Momentum Independent Network Inc. for Lpl Financial Llc (registered 2024-05-06)
May 9, 2024 · Advisor changed firm · fact
Simon Michel Joseph left Truist Advisory Services, Inc. for Momentum Independent Network Inc. (registered 2022-03-01)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address