RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M•••••• M•••••••
- A••••••• A••••• L•• independent RIA currentsince Aug 20, 2025 · Holland, Mi
- J• W••••• A••••••• L•• no RAUMOct 26, 2023 to Aug 20, 2025 · Norfolk, Va
- S••••••••• W••••• mixed wealthSep 14, 2023 to Mar 13, 2024 · Summit, Nj
- L•• F•••••••• L•• BD affiliatedApr 29, 2022 to Jul 11, 2023 · Norfolk, Va
- C••••••••• S••••••••• L•• BD affiliatedSep 30, 2021 to May 4, 2022 · Norfolk, Va
- O•••• I••••••••• I••• BD affiliatedAug 14, 2018 to Oct 1, 2021 · Virginia Beach, Va
- B••••••••• W••••• A•••••••• L•• no RAUMDec 21, 2016 to Oct 29, 2018 · Norfolk, Va
- O• I••••••••• M••••••••• C• BD affiliatedJan 3, 2012 to Nov 3, 2016 · Norfolk, Va
- M•• F•••••••• S•••••••• I••• formerDec 9, 2008 to Jan 18, 2012 · Virginia Beach, Va
- J• W••••• A••••••• L•• to A••••••• A••••• L••left Aug 20, 2025, registered Aug 20, 2025 (0 days) · Other
- S••••••••• W••••• to J• W••••• A••••••• L••left Mar 13, 2024, registered Oct 26, 2023 (-139 days) · RIA to a newly registered adviser
- L•• F•••••••• L•• to S••••••••• W•••••left Jul 11, 2023, registered Sep 14, 2023 (65 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• S••••••••• L•• to L•• F•••••••• L••left May 4, 2022, registered Apr 29, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• I••••••••• I••• to C••••••••• S••••••••• L••left Oct 1, 2021, registered Sep 30, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- B••••••••• W••••• A•••••••• L•• to O•••• I••••••••• I•••left Oct 29, 2018, registered Aug 14, 2018 (-76 days) · RIA to affiliated broker-dealer or bank
- O• I••••••••• M••••••••• C• to B••••••••• W••••• A•••••••• L••left Nov 3, 2016, registered Dec 21, 2016 (48 days) · Other
- M•• F•••••••• S•••••••• I••• to O• I••••••••• M••••••••• C•left Jan 18, 2012, registered Jan 3, 2012 (-15 days) · Other
- S••••• M•••••• M••••••• left J• W••••• A••••••• L•• for A••••••• A••••• L•• (registered 2025-08-20)Aug 20, 2025 · Advisor changed firm · fact
- S••••• M•••••• M••••••• left S••••••••• W••••• for J• W••••• A••••••• L•• (registered 2023-10-26)Mar 13, 2024 · Advisor changed firm · fact
- S••••• M•••••• M••••••• left L•• F•••••••• L•• for S••••••••• W••••• (registered 2023-09-14)Jul 11, 2023 · Advisor changed firm · fact
- S••••• M•••••• M••••••• left C••••••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2022-04-29)May 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address