RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K• H••••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Moorestown, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 11, 2020 to Mar 31, 2025 · Marlton, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerNov 5, 2014 to Jul 17, 2020 · Princeton, Nj
- L•••• A••••• • C•• L•• asset managerJul 7, 2010 to Oct 7, 2014 · Jersey City, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- B•••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 17, 2020, registered Aug 11, 2020 (25 days) · Other
- L•••• A••••• • C•• L•• to B•••••••• I••••••••• M••••••••• L••left Oct 7, 2014, registered Nov 5, 2014 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address