RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• W•••••••
- H•••••• I••••••••• I••• independent RIA currentsince Feb 2, 2019 · Roscoe, Il
- C••••••••• W••••• M••••••••• L•• independent RIAApr 5, 2013 to Jan 31, 2019 · Roscoe, Il
- E••••• J•••• national BDJan 13, 2009 to Apr 3, 2013 · Rockton, Il
- C••••••••• W••••• M••••••••• L•• to H•••••• I••••••••• I•••left Jan 31, 2019, registered Feb 2, 2019 (2 days) · RIA to RIA · moved with a team
- E••••• J•••• to C••••••••• W••••• M••••••••• L••left Apr 3, 2013, registered Apr 5, 2013 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address