DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonathan Calvin Davidson

LPL Enterprise, LLCBD affiliatedAberdeen, Sd dual registrantIAPD 5610893

Feed of 09/14/2026

At current firm

1 y

since Nov 14, 2024

In the industry

17 y

since Dec 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Nov 14, 2024 · Aberdeen, Sd
Pruco Securities, LLC no RAUM
Jul 10, 2023 to Nov 14, 2024 · Aberdeen, Sd
Northwestern Mutual Investment Services,LLC no RAUM
Jul 18, 2022 to Jun 9, 2023 · Aberdeen, Sd
Raymond James Financial Services Advisors, Inc BD affiliated
Nov 8, 2019 to May 24, 2022 · Aberdeen, Sd
Schwan Financial Advisors, LLC former
Oct 12, 2011 to Sep 13, 2019 · Aberdeen, Sd
Kovack Advisors, Inc. BD affiliated
Oct 7, 2011 to Oct 10, 2011 · Ft. Lauderdale, Fl
U.S. Bancorp Investments, Inc. former
Apr 1, 2010 to Sep 30, 2011 · Aberdeen, Sd
Thrivent Investment Management Inc. BD affiliated
Jan 2, 2009 to Mar 30, 2010 · Aberdeen, Sd

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Northwestern Mutual Investment Services,LLC to Pruco Securities, LLC
left Jun 9, 2023, registered Jul 10, 2023 (31 days) · Other
Raymond James Financial Services Advisors, Inc to Northwestern Mutual Investment Services,LLC
left May 24, 2022, registered Jul 18, 2022 (55 days) · Other
Schwan Financial Advisors, LLC to Raymond James Financial Services Advisors, Inc
left Sep 13, 2019, registered Nov 8, 2019 (56 days) · Other
Kovack Advisors, Inc. to Schwan Financial Advisors, LLC
left Oct 10, 2011, registered Oct 12, 2011 (2 days) · Other
U.S. Bancorp Investments, Inc. to Kovack Advisors, Inc.
left Sep 30, 2011, registered Oct 7, 2011 (7 days) · Other
Thrivent Investment Management Inc. to U.S. Bancorp Investments, Inc.
left Mar 30, 2010, registered Apr 1, 2010 (2 days) · Other

Signals

Jonathan Calvin Davidson left Northwestern Mutual Investment Services,Llc for Pruco Securities, Llc (registered 2023-07-10)
Jun 9, 2023 · Advisor changed firm · fact
Jonathan Calvin Davidson left Raymond James Financial Services Advisors, Inc for Northwestern Mutual Investment Services,Llc (registered 2022-07-18)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address