RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• H•••• S•••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Tysons Corner, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 12, 2020 to Mar 31, 2025 · Tysons Corner, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 22, 2019 to Jan 31, 2020 · Vienna, Va
- T• A••••••••• I••• formerJan 17, 2019 to Jan 31, 2020 · Vienna, Va
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Jan 17, 2019 · Sunnyvale, Ca
- E•••••• F•••••••• S•••••••• L•• formerJan 5, 2016 to Nov 1, 2018 · Fairfax, Va
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 20, 2010 to Jan 6, 2016 · Owings Mills, Md
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 31, 2020, registered Jan 22, 2019 (-374 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 31, 2020, registered Feb 12, 2020 (12 days) · RIA to affiliated broker-dealer or bank
- E•••••• F•••••••• E•••••• to T• A••••••••• I•••left Jan 17, 2019, registered Jan 17, 2019 (0 days) · Other
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to E•••••• F•••••••• S•••••••• L••left Jan 6, 2016, registered Jan 5, 2016 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address