RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••••• S••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 18, 2023 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseSep 23, 2021 to Jul 18, 2023 · North Richland Hills, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 10, 2017 to Sep 20, 2021 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 15, 2015 · Lewisville, Tx
- C•••• I••••••••• S••••••• C•••• formerMay 12, 2010 to Oct 1, 2012 · Euless, Tx
- E••••• J•••• national BDFeb 25, 2009 to Apr 26, 2010 · Hurst, Tx
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 18, 2023, registered Jul 18, 2023 (0 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 20, 2021, registered Sep 23, 2021 (3 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 15, 2015, registered Jul 10, 2017 (634 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Apr 26, 2010, registered May 12, 2010 (16 days) · Other
- C••••••••• J••••• S•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-07-18)Jul 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address