DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Linda E. Moran
Feed of 09/14/2026
Also filed as Linda Moran
At current firm
3 y
since Dec 6, 2022
In the industry
17 y
since Jan 16, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Dec 6, 2022 · San Francisco, Ca
- Bancwest Investment Services, Inc. (Bwis) formerJun 11, 2014 to Aug 30, 2022 · Walnut Creek, Ca
- Ameriprise Financial Services, LLC national BDOct 10, 2012 to Aug 23, 2013 · San Francisco, Ca
- Cetera Investment Services LLC formerMay 21, 2010 to Sep 21, 2012 · Walnut Creek, Ca
- Morgan Stanley wirehouseDec 15, 2009 to Jun 3, 2010 · Berkeley, Ca
- Edward Jones national BDJan 20, 2009 to Dec 16, 2009 · Albany, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to J.P. Morgan Securities LLCleft Aug 30, 2022, registered Dec 6, 2022 (98 days) · Affiliated broker-dealer or bank to wirehouse
- Ameriprise Financial Services, LLC to Bancwest Investment Services, Inc. (Bwis)left Aug 23, 2013, registered Jun 11, 2014 (292 days) · Other
- Cetera Investment Services LLC to Ameriprise Financial Services, LLCleft Sep 21, 2012, registered Oct 10, 2012 (19 days) · Other
- Morgan Stanley to Cetera Investment Services LLCleft Jun 3, 2010, registered May 21, 2010 (-13 days) · Other
- Edward Jones to Morgan Stanleyleft Dec 16, 2009, registered Dec 15, 2009 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Linda E. Moran left Bancwest Investment Services, Inc. (Bwis) for J.P. Morgan Securities Llc (registered 2022-12-06)Aug 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address