RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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G•••••• M• A•••••••
- T•• P•••••• F•••••••• G••••• L•• independent RIA currentsince Mar 23, 2026 · Grand Blanc, Mi
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 2, 2026 · Troy, Mi
- J••• M••••• S••••••••• L•• wirehouseNov 28, 2018 to Mar 3, 2026 · Troy, Mi
- A•••• C•••• I••••••••• L•• formerFeb 16, 2017 to Aug 7, 2018 · Fenton, Mi
- O••••••••• • C•• I••• BD affiliatedFeb 3, 2016 to Mar 1, 2017 · Sterling Heights, Mi
- P•• W••••• M••••••••• BD affiliatedOct 16, 2014 to Feb 1, 2016 · Howell, Mi
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 3, 2026, registered Mar 2, 2026 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A•••• C•••• I••••••••• L•• to J••• M••••• S••••••••• L••left Aug 7, 2018, registered Nov 28, 2018 (113 days) · RIA to wirehouse
- O••••••••• • C•• I••• to A•••• C•••• I••••••••• L••left Mar 1, 2017, registered Feb 16, 2017 (-13 days) · Other
- P•• W••••• M••••••••• to O••••••••• • C•• I•••left Feb 1, 2016, registered Feb 3, 2016 (2 days) · Other
- G•••••• M• A••••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-03-02)Mar 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address