RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• A••••• M••••
- M••••• S•••••• wirehouse currentsince Jun 23, 2010 · New Orleans, La
- F•••••••• S••••••••• C•••• no RAUMNov 11, 2009 to Apr 5, 2010 · Boston, Ma
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerJan 23, 2009 to Apr 5, 2010 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalJan 14, 2009 to Apr 5, 2010 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Apr 5, 2010, registered Jan 23, 2009 (-437 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• S••••••••• C••••left Apr 5, 2010, registered Nov 11, 2009 (-145 days) · Other
- F•••••••• S••••••••• C•••• to M••••• S••••••left Apr 5, 2010, registered Jun 23, 2010 (79 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address