DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• K••• E•••••

W•••• F•••• A•••••••wirehouseFort Worth, Tx dual registrantIAPD 5620674

Feed of 09/15/2026

At current firm

1 y

since Jan 27, 2025

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 27, 2025 · Sachse, Tx
P•• W••••• M••••••••• BD affiliated
Jan 18, 2022 to Feb 6, 2025 · Colleyville, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 3, 2020 to Feb 2, 2022 · Omaha, Ne
T•••••• F•••• L•• unclassified
Jan 23, 2015 to Dec 31, 2019 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Feb 6, 2025, registered Jan 27, 2025 (-10 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•• W••••• M•••••••••
left Feb 2, 2022, registered Jan 18, 2022 (-15 days) · Affiliated broker-dealer or bank to another
T•••••• F•••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Dec 31, 2019, registered Jan 3, 2020 (3 days) · Other

Signals

E••• K••• E••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2025-01-27)
Feb 6, 2025 · Advisor changed firm · fact
E••• K••• E••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•• W••••• M••••••••• (registered 2022-01-18)
Feb 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address