DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Justin Peter Mclaughlin
Feed of 09/14/2026
Also filed as Justin Mclaughlin
At current firm
4 y
since Dec 7, 2021
In the industry
17 y
since Mar 12, 2009 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Dec 7, 2021 · Madison, Ct
- B. Riley Wealth Advisors, Inc. BD affiliatedJan 13, 2020 to Mar 24, 2021 · Madison, Ct
- Stratos Wealth Advisors LLC independent RIAMay 14, 2019 to Jan 2, 2020 · Westport, Ct
- Cetera Advisors LLC formerFeb 14, 2019 to Jun 18, 2019 · Madison, Ct
- Questar Asset Management, Inc. formerJan 20, 2015 to Feb 25, 2019 · Madison, Ct
- First Allied Advisory Services, Inc. formerJul 2, 2012 to Jan 15, 2014 · Chesterfield, Mo
- First Allied Securities, Inc. formerNov 4, 2011 to Jul 2, 2012 · San Diego, Ca
- Advisors Asset Management, Inc. mixed wealthJul 12, 2010 to Jun 14, 2011 · San Diego, Ca
- Waddell & Reed formerMar 13, 2009 to May 17, 2010 · Hamden, Ct
Moves
a registration end followed by a registration begin elsewhere
- B. Riley Wealth Advisors, Inc. to Commonwealth Financial Networkleft Mar 24, 2021, registered Dec 7, 2021 (258 days) · Affiliated broker-dealer or bank to another
- Stratos Wealth Advisors LLC to B. Riley Wealth Advisors, Inc.left Jan 2, 2020, registered Jan 13, 2020 (11 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cetera Advisors LLC to Stratos Wealth Advisors LLCleft Jun 18, 2019, registered May 14, 2019 (-35 days) · Affiliated broker-dealer or bank to independent RIA
- Questar Asset Management, Inc. to Cetera Advisors LLCleft Feb 25, 2019, registered Feb 14, 2019 (-11 days) · Affiliated broker-dealer or bank to another
- First Allied Advisory Services, Inc. to Questar Asset Management, Inc.left Jan 15, 2014, registered Jan 20, 2015 (370 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- Advisors Asset Management, Inc. to First Allied Securities, Inc.left Jun 14, 2011, registered Nov 4, 2011 (143 days) · Other
- Waddell & Reed to Advisors Asset Management, Inc.left May 17, 2010, registered Jul 12, 2010 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address