J•••• W•••••• L•••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Oct 18, 2022 · Aurora, Co
• R•••••• J•••• • A••••••••• I••• national BD
  Apr 21, 2017 to Oct 26, 2022 · Denver, Co
• W•••• F•••• A••••••• wirehouse
  Apr 10, 2012 to Apr 26, 2017 · Greenwood Village, Co
• C•••• I••••••••• S••••••• C•••• former
  Oct 14, 2010 to Apr 11, 2012 · Longmont, Co
• E••••• J•••• national BD
  Mar 4, 2009 to Jul 1, 2010 · Denver, Co

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Oct 26, 2022, registered Oct 18, 2022 (-8 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Apr 26, 2017, registered Apr 21, 2017 (-5 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••
  left Apr 11, 2012, registered Apr 10, 2012 (-1 days) · Other
• E••••• J•••• to C•••• I••••••••• S••••••• C••••
  left Jul 1, 2010, registered Oct 14, 2010 (105 days) · Other

• ••• Locked
  Oct 26, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address