RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• A•••••• A••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 9, 2025 · Oakhurst, Nj
- U•• F•••••••• S••••••• I••• wirehouseSep 29, 2021 to Sep 9, 2025 · Red Bank, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 11, 2020 to Sep 13, 2021 · Millburn, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 31, 2018 to Dec 10, 2019 · Florham Park, Nj
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMAug 3, 2011 to Jul 1, 2015 · Secaucus, Nj
- S•• I••••••••• M••••••••• C••• mixed wealthJun 8, 2009 to Feb 4, 2010 · Oaks, Pa
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 9, 2025, registered Sep 9, 2025 (0 days) · Wirehouse to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Sep 13, 2021, registered Sep 29, 2021 (16 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 10, 2019, registered Aug 11, 2020 (245 days) · Wirehouse to affiliated broker-dealer or bank
- E•••• • Y•••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 1, 2015, registered Jul 31, 2018 (1126 days) · Other
- S•• I••••••••• M••••••••• C••• to E•••• • Y•••• I••••••••• A••••••• L••left Feb 4, 2010, registered Aug 3, 2011 (545 days) · Other
- S••• A•••••• A•••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2025-09-09)Sep 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address