DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Rembert Mickle
Feed of 09/14/2026
Also filed as L R Mickle
At current firm
0 y
since Mar 21, 2026
In the industry
15 y
since Apr 15, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 21, 2026 · Murrells Inlet, Sc
- Kingsview Wealth Management, LLC independent RIANov 1, 2023 to Mar 17, 2026 · Murrells Inlet, Sc
- Creativeone Securities, LLC BD affiliatedMay 5, 2021 to Nov 2, 2023 · Mount Pleasant, Sc
- Capital Investment Advisory Services, LLC BD affiliatedNov 20, 2018 to Sep 27, 2019 · Murrells Inlet, Sc
- Wells Fargo Advisors wirehouseMay 21, 2014 to Jul 9, 2018 · Charleston, Sc
Moves
a registration end followed by a registration begin elsewhere
- Kingsview Wealth Management, LLC to LPL Financial LLCleft Mar 17, 2026, registered Mar 21, 2026 (4 days) · RIA to affiliated broker-dealer or bank
- Creativeone Securities, LLC to Kingsview Wealth Management, LLCleft Nov 2, 2023, registered Nov 1, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Investment Advisory Services, LLC to Creativeone Securities, LLCleft Sep 27, 2019, registered May 5, 2021 (586 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Capital Investment Advisory Services, LLCleft Jul 9, 2018, registered Nov 20, 2018 (134 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Lawrence Rembert Mickle left Kingsview Wealth Management, Llc for Lpl Financial Llc (registered 2026-03-21)Mar 17, 2026 · Advisor changed firm · fact
- Lawrence Rembert Mickle left Creativeone Securities, Llc for Kingsview Wealth Management, Llc (registered 2023-11-01)Nov 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address