DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• B•••

I••••••••• F•••••••• G••••• L••BD affiliatedBenicia, Ca dual registrantIAPD 5629964

Certified Financial Planner

Feed of 09/14/2026

Also filed as Benjamin Christopher Buck

At current firm

2 y

since Aug 2, 2024

In the industry

17 y

since May 9, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Aug 2, 2024 · San Diego, Ca
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jul 17, 2024 · Mesa, Az
C•••• I••••••••• S••••••• C•••• former
Oct 27, 2011 to Oct 1, 2012 · Mesa, Az
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Aug 18, 2011 · Scottsdale, Az
W•••• F•••• I••••••••• L•• unclassified
May 19, 2009 to Jan 3, 2011 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to I••••••••• F•••••••• G••••• L••
left Jul 17, 2024, registered Aug 2, 2024 (16 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
left Aug 18, 2011, registered Oct 27, 2011 (70 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

B••••••• B••• left J••• M••••• S••••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2024-08-02)
Jul 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address