RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E•••••••• C••••••••
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Feb 26, 2018 · Conshohocken, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 15, 2015 to Dec 8, 2016 · Pennington, Nj
- M••••• S•••••• wirehouseApr 24, 2013 to Jun 18, 2015 · Wilmington, De
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 5, 2009 to Feb 8, 2012 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••• T••••••• • K•••• L••left Dec 8, 2016, registered Feb 26, 2018 (445 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 18, 2015, registered Jul 15, 2015 (27 days) · Wirehouse to wirehouse
- V••• F•••••••• A•••••••• I••• to M••••• S••••••left Feb 8, 2012, registered Apr 24, 2013 (441 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address