DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Zachary John Joiner

MarinerBD affiliatedEdwardsville, Il IA-onlyIAPD 5631960

Certified Financial Planner

Feed of 09/15/2026

Also filed as Zachary Joiner

At current firm

1 y

since Jun 3, 2025

In the industry

14 y

since Aug 28, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mariner BD affiliated current
since Jun 3, 2025 · Edwardsville, Il
Spire Wealth Management, LLC BD affiliated
Jan 18, 2022 to May 29, 2025 · Edwardsville, Il
Meredith Wealth Planning independent RIA
Jul 13, 2021 to Jan 3, 2022 · Maryville, Il
Archford Capital Strategies, LLC independent RIA
Dec 20, 2019 to Feb 9, 2021 · Swansea, Il
Cambridge Capital Management, LLC independent RIA
Mar 20, 2014 to Oct 23, 2019 · O'Fallon, Il
First Brokerage America, L.L.C. unclassified
Jan 2, 2013 to Mar 18, 2014 · Clayton, Mo
Ameriprise Financial Services, LLC national BD
Aug 29, 2012 to Jan 2, 2013 · Swansea, Il

Moves

a registration end followed by a registration begin elsewhere

Spire Wealth Management, LLC to Mariner
left May 29, 2025, registered Jun 3, 2025 (5 days) · Affiliated broker-dealer or bank to another
Meredith Wealth Planning to Spire Wealth Management, LLC
left Jan 3, 2022, registered Jan 18, 2022 (15 days) · RIA to affiliated broker-dealer or bank
Archford Capital Strategies, LLC to Meredith Wealth Planning
left Feb 9, 2021, registered Jul 13, 2021 (154 days) · RIA to RIA
Cambridge Capital Management, LLC to Archford Capital Strategies, LLC
left Oct 23, 2019, registered Dec 20, 2019 (58 days) · RIA to RIA
First Brokerage America, L.L.C. to Cambridge Capital Management, LLC
left Mar 18, 2014, registered Mar 20, 2014 (2 days) · Other
Ameriprise Financial Services, LLC to First Brokerage America, L.L.C.
left Jan 2, 2013, registered Jan 2, 2013 (0 days) · Other

Signals

Zachary John Joiner left Spire Wealth Management, Llc for Mariner (registered 2025-06-03)
May 29, 2025 · Advisor changed firm · fact
Zachary John Joiner left Meredith Wealth Planning for Spire Wealth Management, Llc (registered 2022-01-18)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address