DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••• J••••• M•••••

L•• F•••••••• L••BD affiliatedGlen Carbon, Il dual registrantIAPD 5636100

Feed of 09/15/2026

Also filed as B••• M•••••

At current firm

6 y

since Sep 20, 2019

In the industry

17 y

since Mar 27, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 20, 2019 · Shiloh, Il
V•••• F•••••••• A•••••••• I••• BD affiliated
Mar 5, 2018 to Aug 28, 2019 · St. Louis, Mo
S•••••••• I••••••••• M••••••••• former
Jan 25, 2017 to Mar 9, 2018 · Saint Louis, Mo
W•••• F•••• A••••••• wirehouse
Nov 21, 2013 to Mar 21, 2016 · St. Louis, Mo
E••••• J•••• national BD
Apr 17, 2009 to Nov 29, 2011 · Mt Vernon, Il

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
left Aug 28, 2019, registered Sep 20, 2019 (23 days) · Affiliated broker-dealer or bank to another
S•••••••• I••••••••• M••••••••• to V•••• F•••••••• A•••••••• I•••
left Mar 9, 2018, registered Mar 5, 2018 (-4 days) · Other · moved with a team
W•••• F•••• A••••••• to S•••••••• I••••••••• M•••••••••
left Mar 21, 2016, registered Jan 25, 2017 (310 days) · Other · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Nov 29, 2011, registered Nov 21, 2013 (723 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address