DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• L•••••••

E•••••• A••••••• G••••• L••BD affiliatedArlington, Tx IA-onlyIAPD 5644889

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••• L•••••••

At current firm

0 y

since Jun 9, 2026

In the industry

17 y

since Apr 24, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jun 9, 2026 · Arlington, Tx
M••• C•••••• independent RIA
Dec 5, 2024 to Apr 22, 2025 · Arlington, Tx
E•••••• A••••••• G••••• L•• BD affiliated
May 22, 2024 to Nov 13, 2024 · Arlington, Tx
E••• C•••• W••••• M••••••••• L•• unclassified
Mar 28, 2023 to May 2, 2024 · Arlington, Tx
R••••••••• P••••••• O• A•••••• independent RIA
Nov 13, 2013 to Dec 7, 2022 · Fort Worth, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 21, 2011 to Aug 10, 2012 · Fort Worth, Tx
E••••• J•••• national BD
May 6, 2009 to Nov 9, 2011 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

M••• C•••••• to E•••••• A••••••• G••••• L••
left Apr 22, 2025, registered Jun 9, 2026 (413 days) · RIA to affiliated broker-dealer or bank
E•••••• A••••••• G••••• L•• to M••• C••••••
left Nov 13, 2024, registered Dec 5, 2024 (22 days) · Affiliated broker-dealer or bank to independent RIA
E••• C•••• W••••• M••••••••• L•• to E•••••• A••••••• G••••• L••
left May 2, 2024, registered May 22, 2024 (20 days) · Other
R••••••••• P••••••• O• A•••••• to E••• C•••• W••••• M••••••••• L••
left Dec 7, 2022, registered Mar 28, 2023 (111 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• P••••••• O• A••••••
left Aug 10, 2012, registered Nov 13, 2013 (460 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 9, 2011, registered Nov 21, 2011 (12 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A•••• L••••••• left M••• C•••••• for E•••••• A••••••• G••••• L•• (registered 2026-06-09)
Apr 22, 2025 · Advisor changed firm · fact
A•••• L••••••• left E•••••• A••••••• G••••• L•• for M••• C•••••• (registered 2024-12-05)
Nov 13, 2024 · Advisor changed firm · fact
A•••• L••••••• left E••• C•••• W••••• M••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2024-05-22)
May 2, 2024 · Advisor changed firm · fact
A•••• L••••••• left R••••••••• P••••••• O• A•••••• for E••• C•••• W••••• M••••••••• L•• (registered 2023-03-28)
Dec 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address