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Registered advisor
K••• D•••• S••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••• D S••••
At current firm
3 y
since Jan 5, 2023
In the industry
16 y
since Nov 17, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 5, 2023 · Ridgewood, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 10, 2023 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 1, 2013 to Jul 13, 2018 · Paramus, Nj
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 28, 2010 to Jun 3, 2013 · Owings Mills, Md
- W•••••• • R••• formerNov 18, 2009 to Jun 16, 2010 · Owings Mills, Md
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Jan 10, 2023, registered Jan 5, 2023 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• A••••••• L••left Jun 3, 2013, registered Aug 1, 2013 (59 days) · Other
- W•••••• • R••• to T• R••• P•••• A••••••• S•••••••• I•••left Jun 16, 2010, registered Jun 28, 2010 (12 days) · Other
Signals
- K••• D•••• S•••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2023-01-05)Jan 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address