DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Christopher Rossi
Feed of 09/14/2026
Also filed as Anthony Christopher Rossi
At current firm
3 y
since Dec 13, 2022
In the industry
16 y
since Dec 21, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Signature Resources Capital Management, LLC independent RIA currentsince Dec 13, 2022 · Newport Beach, Ca
- Ae Wealth Management, LLC BD affiliatedApr 3, 2019 to Aug 5, 2019 · Irvine, Ca
- Park Avenue Securities LLC BD affiliatedDec 7, 2015 to Apr 22, 2019 · Corona, Ca
- Capital Synergy Partners formerMay 21, 2014 to Nov 10, 2015 · Irvine, Ca
- Innovatum Capital Partners, LLC formerAug 10, 2012 to Feb 20, 2014 · Costa Mesa, Ca
- MML Investors Services, LLC BD affiliatedJan 13, 2010 to Jun 11, 2012 · Norco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Signature Resources Capital Management, LLCleft Aug 5, 2019, registered Dec 13, 2022 (1226 days) · RIA to RIA
- Park Avenue Securities LLC to Ae Wealth Management, LLCleft Apr 22, 2019, registered Apr 3, 2019 (-19 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Synergy Partners to Park Avenue Securities LLCleft Nov 10, 2015, registered Dec 7, 2015 (27 days) · Other · moved with a team
- Innovatum Capital Partners, LLC to Capital Synergy Partnersleft Feb 20, 2014, registered May 21, 2014 (90 days) · Other
- MML Investors Services, LLC to Innovatum Capital Partners, LLCleft Jun 11, 2012, registered Aug 10, 2012 (60 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address