DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Augustus L Martz

Onesevenindependent RIABeachwood, Oh dual registrantIAPD 5648121

Feed of 09/15/2026

At current firm

1 y

since Aug 1, 2025

In the industry

17 y

since Apr 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oneseven independent RIA current
since Aug 1, 2025 · Beachwood, Oh
Truist Advisory Services, Inc. BD affiliated
Mar 2, 2021 to Aug 4, 2025 · Atlanta, Ga
Bb&T Securities, LLC former
Jan 2, 2018 to Mar 2, 2021 · Charlotte, Nc
Bb&T Investment Services, Inc. former
Dec 6, 2016 to Jan 2, 2018 · Charlotte, Nc
M&T Securities, Inc. unclassified
Feb 9, 2012 to Nov 23, 2016 · Baltimore, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 15, 2011 to Sep 16, 2011 · Reisterstown, Md
Morgan Stanley wirehouse
Jun 1, 2009 to Jun 1, 2011 · Frederick, Md
Citigroup Global Markets Inc. BD affiliated
May 5, 2009 to Jun 1, 2009 · Frederick, Md

Moves

a registration end followed by a registration begin elsewhere

Truist Advisory Services, Inc. to Oneseven
left Aug 4, 2025, registered Aug 1, 2025 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Bb&T Securities, LLC to Truist Advisory Services, Inc.
left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
Bb&T Investment Services, Inc. to Bb&T Securities, LLC
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
M&T Securities, Inc. to Bb&T Investment Services, Inc.
left Nov 23, 2016, registered Dec 6, 2016 (13 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to M&T Securities, Inc.
left Sep 16, 2011, registered Feb 9, 2012 (146 days) · Other
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 1, 2011, registered Jun 15, 2011 (14 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Augustus L Martz left Truist Advisory Services, Inc. for Oneseven (registered 2025-08-01)
Aug 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address