RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• W•••••••
- Professional profile
- linkedin.com/in/kevin-m-williams-33ab915reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- F••• L••• F•••••••• P••••••• state registered currentsince Dec 10, 2020 · Pembroke, Ma
- W• C••••••••• I••••••••• I••• independent RIAJul 2, 2019 to Sep 12, 2019 · Duxbury, Ma
- C•••••• A••••••• BD affiliatedAug 29, 2016 to Jun 7, 2019 · Pembroke, Ma
- F•••• P••••••• W•••••• L•• independent RIASep 3, 2013 to Mar 20, 2015 · St. Louis, Mo
- C••••••• W••••• M••••••••• L•• unclassifiedMar 31, 2009 to May 14, 2009 · Boston, Ma
- W• C••••••••• I••••••••• I••• to F••• L••• F•••••••• P•••••••left Sep 12, 2019, registered Dec 10, 2020 (455 days) · RIA to a state-registered adviser
- C•••••• A••••••• to W• C••••••••• I••••••••• I•••left Jun 7, 2019, registered Jul 2, 2019 (25 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• P••••••• W•••••• L•• to C•••••• A•••••••left Mar 20, 2015, registered Aug 29, 2016 (528 days) · Other
- C••••••• W••••• M••••••••• L•• to F•••• P••••••• W•••••• L••left May 14, 2009, registered Sep 3, 2013 (1573 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address