RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• P• A••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 27, 2026 · Philadelphia, Pa
- J••• M••••• S••••••••• L•• wirehouseMay 23, 2023 to Jan 25, 2026 · Atlanta, Ga
- M••••• S•••••• wirehouseJul 2, 2018 to May 24, 2023 · Atlanta, Ga
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 25, 2026, registered Jan 27, 2026 (2 days) · Wirehouse to wirehouse
- M••••• S•••••• to J••• M••••• S••••••••• L••left May 24, 2023, registered May 23, 2023 (-1 days) · Wirehouse to wirehouse
- W•••••• P• A•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-27)Jan 25, 2026 · Advisor changed firm · fact
- W•••••• P• A•••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2023-05-23)May 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address