RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•• S••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 10, 2025 · Marietta, Oh
- W••••••• S••••••••• I••• BD affiliatedJun 25, 2021 to Jan 31, 2025 · Parkersburg, Wv
- H••••••••• F•••••••• A••••••• BD affiliatedJul 17, 2013 to Jun 14, 2021 · H•••••••••, Wv
- W••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 31, 2025, registered Jan 10, 2025 (-21 days) · Affiliated broker-dealer or bank to another
- H••••••••• F•••••••• A••••••• to W••••••• S••••••••• I•••left Jun 14, 2021, registered Jun 25, 2021 (11 days) · Affiliated broker-dealer or bank to another
- M•••••• R•• S•••••••• left W••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-01-10)Jan 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address