DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J••• S••••••

S••••• W••••• A•••••••• I•••no RAUMTampa, Fldual registrantIAPD 5656754

Certified Financial Planner

Feed of 09/14/2026

Also filed as Cj S••••••

At current firm

0 y

since Oct 30, 2025

In the industry

17 y

since Jun 16, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Oct 30, 2025 · Tampa, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jun 23, 2022 to Oct 29, 2025 · Tampa, Fl
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Jul 30, 2020 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Oct 1, 2013 to Jan 8, 2018 · Tampa, Fl
F•••• T•••• S••••••••• I••• BD affiliated
Jan 14, 2011 to Mar 28, 2013 · Tampa, Fl
E•••••••• A•••••••• L•• national BD
Jun 23, 2009 to Oct 6, 2009 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

U••• I••••••••• S••••••• C•••••• to S••••• W••••• A•••••••• I•••
left Oct 29, 2025, registered Oct 30, 2025 (1 days) · Other
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
F•••• T•••• S••••••••• I••• to U••• F•••••••• P••••••• S•••••••
left Mar 28, 2013, registered Oct 1, 2013 (187 days) · Other
E•••••••• A•••••••• L•• to F•••• T•••• S••••••••• I•••
left Oct 6, 2009, registered Jan 14, 2011 (465 days) · Other

Signals

C••••••••• J••• S•••••• left U••• I••••••••• S••••••• C•••••• for S••••• W••••• A•••••••• I••• (registered 2025-10-30)
Oct 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address