DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Charles Hunzinger
Feed of 09/14/2026
At current firm
3 y
since Sep 1, 2023
In the industry
17 y
since Jun 11, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Sep 1, 2023 · Milwaukee, Wi
- Sagepoint Financial, Inc. formerDec 20, 2021 to Sep 1, 2023 · Milwaukee, Wi
- Mutual Advisors, LLC BD affiliatedNov 30, 2020 to Dec 21, 2021 · Cedarburg, Wi
- Valmark Advisers, Inc. BD affiliatedAug 15, 2018 to Dec 21, 2020 · Mequon, Wi
- Bmo Harris Financial Advisors, Inc formerApr 21, 2017 to Jul 19, 2018 · Hartland, Wi
- Morgan Stanley wirehouseMay 26, 2011 to Apr 19, 2017 · Chicago, Il
- Equitable Advisors, LLC national BDSep 4, 2009 to Jun 9, 2010 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Osaic Wealth, Inc.left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- Mutual Advisors, LLC to Sagepoint Financial, Inc.left Dec 21, 2021, registered Dec 20, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Valmark Advisers, Inc. to Mutual Advisors, LLCleft Dec 21, 2020, registered Nov 30, 2020 (-21 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Bmo Harris Financial Advisors, Inc to Valmark Advisers, Inc.left Jul 19, 2018, registered Aug 15, 2018 (27 days) · Affiliated broker-dealer or bank to independent RIA
- Morgan Stanley to Bmo Harris Financial Advisors, Incleft Apr 19, 2017, registered Apr 21, 2017 (2 days) · Other
- Equitable Advisors, LLC to Morgan Stanleyleft Jun 9, 2010, registered May 26, 2011 (351 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address