RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M••••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Miami, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 3, 2023 to Mar 31, 2025 · Orlando, Fl
- J••• M••••• S••••••••• L•• wirehouseFeb 17, 2022 to Sep 2, 2022 · Orlando, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 26, 2021 to Aug 23, 2021 · Miami, Fl
- I••••••• A••••••• S•••••••• L•• mixed wealthAug 16, 2019 to Mar 1, 2021 · Miami, Fl
- A•••••• I••••••••• I••• independent RIAJun 6, 2013 to Jun 20, 2019 · Coral Gables, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 2, 2022, registered Feb 3, 2023 (154 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Aug 23, 2021, registered Feb 17, 2022 (178 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- I••••••• A••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••left Mar 1, 2021, registered Jul 26, 2021 (147 days) · RIA to affiliated broker-dealer or bank
- A•••••• I••••••••• I••• to I••••••• A••••••• S•••••••• L••left Jun 20, 2019, registered Aug 16, 2019 (57 days) · RIA to RIA
- A•••• M•••••• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-03)Sep 2, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address