DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lee Stennes
Feed of 09/14/2026
At current firm
1 y
since Jun 10, 2025
In the industry
16 y
since Dec 21, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Afs Wealth Management LLC state registered currentsince Jun 10, 2025 · Watkinsville, Ga
- Mpwm Advisory Solutions LLC independent RIAFeb 7, 2020 to May 9, 2025 · Alpharetta, Ga
- Wells Fargo Advisors wirehouseApr 8, 2016 to Feb 10, 2020 · Duluth, Ga
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Apr 20, 2016 · Johns Creek, Ga
- Chase Investment Services Corp. formerJul 17, 2012 to Oct 1, 2012 · Duluth, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 8, 2011 to Jul 5, 2012 · Duluth, Ga
- Waddell & Reed formerJan 11, 2010 to Jun 29, 2011 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Mpwm Advisory Solutions LLC to Afs Wealth Management LLCleft May 9, 2025, registered Jun 10, 2025 (32 days) · RIA to a state-registered adviser
- Wells Fargo Advisors to Mpwm Advisory Solutions LLCleft Feb 10, 2020, registered Feb 7, 2020 (-3 days) · Wirehouse to independent RIA
- J.P. Morgan Securities LLC to Wells Fargo Advisorsleft Apr 20, 2016, registered Apr 8, 2016 (-12 days) · Wirehouse to wirehouse
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Jul 5, 2012, registered Jul 17, 2012 (12 days) · Other
- Waddell & Reed to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 29, 2011, registered Aug 8, 2011 (40 days) · Other
Signals
- Lee Stennes left Mpwm Advisory Solutions Llc for Afs Wealth Management Llc (registered 2025-06-10)May 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address