DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• W••• B•••••

E•••••• A••••••• G••••• L••BD affiliatedDenver, Co dual registrantIAPD 5666130

Feed of 09/15/2026

Also filed as Benjamin Beatty

At current firm

1 y

since Nov 5, 2024

In the industry

17 y

since Aug 6, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Nov 5, 2024 · Denver, Co
A••••• A•• P••••••• S••••••• BD affiliated
Nov 24, 2023 to Oct 21, 2024 · Glendale, Co
C••••••• F•••••••• S•••••• C••••••••• former
Mar 31, 2023 to Oct 18, 2023 · Centennial, Co
A••••• A•• P••••••• S••••••• BD affiliated
May 14, 2014 to Nov 6, 2020 · Denver, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Sep 26, 2011 to May 18, 2012 · Denver, Co
M••••• S•••••• wirehouse
Apr 15, 2010 to Aug 19, 2011 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••
left Oct 21, 2024, registered Nov 5, 2024 (15 days) · Affiliated broker-dealer or bank to another
C••••••• F•••••••• S•••••• C••••••••• to A••••• A•• P••••••• S•••••••
left Oct 18, 2023, registered Nov 24, 2023 (37 days) · Other
A••••• A•• P••••••• S••••••• to C••••••• F•••••••• S•••••• C•••••••••
left Nov 6, 2020, registered Mar 31, 2023 (875 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to A••••• A•• P••••••• S•••••••
left May 18, 2012, registered May 14, 2014 (726 days) · Other
M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 19, 2011, registered Sep 26, 2011 (38 days) · Other

Signals

B••••••• W••• B••••• left A••••• A•• P••••••• S••••••• for E•••••• A••••••• G••••• L•• (registered 2024-11-05)
Oct 21, 2024 · Advisor changed firm · fact
B••••••• W••• B••••• left C••••••• F•••••••• S•••••• C••••••••• for A••••• A•• P••••••• S••••••• (registered 2023-11-24)
Oct 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address