RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T•••••• B••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2023 · Bethesda, Md
- J••• M••••• P•••••• W••••• A••••••• L•• formerOct 14, 2022 to Jun 28, 2023 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 11, 2015 to Oct 18, 2022 · Washington, Dc
- B••••••• C•••••• I••• formerSep 9, 2013 to Jul 10, 2015 · Washington, Dc
- A••••••••• L••• otherJun 8, 2009 to Sep 20, 2013 · Washington, Dc
- J••• M••••• P•••••• W••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 28, 2023, registered Jun 23, 2023 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Oct 18, 2022, registered Oct 14, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 10, 2015, registered Jun 11, 2015 (-29 days) · Other
- A••••••••• L••• to B••••••• C•••••• I•••left Sep 20, 2013, registered Sep 9, 2013 (-11 days) · Other
- M•••••• T•••••• B•••••• left J••• M••••• P•••••• W••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2023-06-23)Jun 28, 2023 · Advisor changed firm · fact
- M•••••• T•••••• B•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2022-10-14)Oct 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address