DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lauren Griggs

Schwab Wealth Advisory, Inc.no RAUMEdina, Mndual registrantIAPD 5679550

Certified Financial Planner

Feed of 09/14/2026

Also filed as Laura Klein

At current firm

1 y

since Sep 15, 2025

In the industry

17 y

since Aug 11, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Schwab Wealth Advisory, Inc. no RAUM current
since Sep 15, 2025 · Edina, Mn
U.S. Bancorp Advisors, LLC BD affiliated
Aug 16, 2024 to Aug 29, 2025 · Glendale, Ca
U.S. Bancorp Investments, Inc. former
Jun 5, 2024 to Aug 29, 2025 · Minneapolis, Mn
Ameriprise Financial Services, LLC national BD
Dec 19, 2016 to Mar 16, 2017 · Edina, Mn
Woodbury Financial Services, Inc. former
Nov 17, 2015 to Dec 21, 2016 · Golden Valley, Mn
Vantage Point Wealth Management independent RIA
Jan 24, 2014 to Nov 23, 2015 · Plymouth, Mn
LPL Financial LLC BD affiliated
Dec 20, 2013 to Oct 28, 2015 · Roseville, Mn
Investors Financial Group former
Sep 26, 2011 to Jul 3, 2012 · Minneapolis, Mn
Ameriprise Financial Services, LLC national BD
Aug 31, 2009 to Aug 23, 2011 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLC
left Aug 29, 2025, registered Aug 16, 2024 (-378 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Advisors, LLC to Schwab Wealth Advisory, Inc.
left Aug 29, 2025, registered Sep 15, 2025 (17 days) · Other
Ameriprise Financial Services, LLC to U.S. Bancorp Investments, Inc.
left Mar 16, 2017, registered Jun 5, 2024 (2638 days) · Affiliated broker-dealer or bank to another
Woodbury Financial Services, Inc. to Ameriprise Financial Services, LLC
left Dec 21, 2016, registered Dec 19, 2016 (-2 days) · Other
Vantage Point Wealth Management to Woodbury Financial Services, Inc.
left Nov 23, 2015, registered Nov 17, 2015 (-6 days) · Other
LPL Financial LLC to Vantage Point Wealth Management
left Oct 28, 2015, registered Jan 24, 2014 (-642 days) · Other · moved with a team
Investors Financial Group to LPL Financial LLC
left Jul 3, 2012, registered Dec 20, 2013 (535 days) · Other
Ameriprise Financial Services, LLC to Investors Financial Group
left Aug 23, 2011, registered Sep 26, 2011 (34 days) · Other

Signals

Lauren Griggs left U.S. Bancorp Advisors, Llc for Schwab Wealth Advisory, Inc. (registered 2025-09-15)
Aug 29, 2025 · Advisor changed firm · fact
Lauren Griggs left U.S. Bancorp Investments, Inc. for U.S. Bancorp Advisors, Llc (registered 2024-08-16)
Aug 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address