RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• F•••••• T•••••••
- Professional profile
- linkedin.com/in/joe-thomason-cfa-86828732reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- M•••••• I••••••••• i••••••••• wealth currentsince Sep 2, 2025 · Irvine, Ca
- J••• M••••• S••••••••• L•• wirehouseMar 8, 2024 to Sep 3, 2025 · Newport Beach, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerNov 13, 2020 to Mar 21, 2025 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 25, 2012 to Nov 17, 2020 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• to M•••••• I•••••••••left Sep 3, 2025, registered Sep 2, 2025 (-1 days) · Wirehouse to independent RIA · moved with a team
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 21, 2025, registered Mar 8, 2024 (-378 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Nov 17, 2020, registered Nov 13, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••••• F•••••• T••••••• left J••• M••••• S••••••••• L•• for M•••••• I••••••••• (registered 2025-09-02)Sep 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address