RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R• M•••••••••
- C•••••• I••••••••• A••••••• S••••••••• L•• other currentsince Oct 13, 2016 · Fairfield, Nj
- V••••• W••••• M•••••••• I••• independent RIAApr 9, 2016 to Sep 15, 2016 · Paramus, Nj
- N•• C•••••• A•••• M••••••••• I••• formerJan 25, 2012 to Apr 7, 2016 · Wayne, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2011 to Aug 9, 2011 · Mountain Lakes, Nj
- V••••• W••••• M•••••••• I••• to C•••••• I••••••••• A••••••• S••••••••• L••left Sep 15, 2016, registered Oct 13, 2016 (28 days) · Other
- N•• C•••••• A•••• M••••••••• I••• to V••••• W••••• M•••••••• I•••left Apr 7, 2016, registered Apr 9, 2016 (2 days) · Other · moved with a team
- W•••• F•••• A••••••• to N•• C•••••• A•••• M••••••••• I•••left Aug 9, 2011, registered Jan 25, 2012 (169 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address