DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

New Century Asset Management, Inc.

Former SEC-registered adviserWayne, New JerseyCRD 108863SEC 801-56839IAPD
Legal name New Century Asset Management Inc
Latest filing Mar 22, 2016
First filing on the tape Nov 8, 2011 · 17 filings
RAUM
$238M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$238M as of Mar 21, 2016
Mar 28, 2012$194M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 21, 2016
Mar 25, 20135 then
Employees (5.A)6 as of Mar 21, 2016
Mar 25, 20138 then
Private funds: no history
RAUM +1.4% over the last fiscal year+6.9% a year over threeIARs 5 to 3
Practice profile
derived from the filing of Mar 22, 2016; every figure names its basis
RAUM per advisor
$79.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$377,140derivedRAUM over accounts (5.F.2.f)
Discretionary
74%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.4%derivedbetween the last two annual amendments
Advisor growth, one year
-40%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
632reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michael Anthony Bruno · Directorcontrol
      since 06/2011 · owns less than 5%
    • David Alan Eskow · Treasurer/Directorcontrol
      since 08/1999 · owns less than 5%
    • Mary Kathleen Buske · Director
      since 08/2015 · owns less than 5%
    • Lesley Murray · Chief Compliance Officer/Director
      since 05/2011 · owns less than 5%
    Entity owners
    • Valley National Bank · Owner
      direct · owns 75% or more · public reporting company
    • Valley National Bank Corp. · Owner
      indirect · owns 75% or more of Valley National Bank · public reporting company
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 672 to 632
      Nov 3, 2015 to Mar 21, 2016
    • Advisory employees · 5 to 4
      Nov 3, 2015 to Mar 21, 2016
    • Employees · 8 to 6
      Nov 3, 2015 to Mar 21, 2016
    • State-registered IARs · 5 to 3
      Nov 3, 2015 to Mar 21, 2016
    • Discretionary RAUM · $179M to $177M
      Nov 3, 2015 to Mar 21, 2016
    • Non-discretionary RAUM · $56.1M to $61.5M
      Nov 3, 2015 to Mar 21, 2016
    • RAUM · $235M to $238M
      Nov 3, 2015 to Mar 21, 2016
    • Accounts · 630 to 380
      Apr 21, 2014 to Mar 13, 2015
    • Discretionary RAUM · $165M to $179M
      Apr 21, 2014 to Mar 13, 2015
    • Non-discretionary RAUM · $52.3M to $56.1M
      Apr 21, 2014 to Mar 13, 2015
    • RAUM · $218M to $235M
      Apr 21, 2014 to Mar 13, 2015
    • Accounts · 380 to 672
      Mar 13, 2015 to Mar 13, 2015
    • Accounts · 606 to 630
      Nov 8, 2013 to Mar 26, 2014
    • Discretionary RAUM · $147M to $165M
      Nov 8, 2013 to Mar 26, 2014
    • Non-discretionary RAUM · $47.7M to $52.3M
      Nov 8, 2013 to Mar 26, 2014
    • RAUM · $195M to $218M
      Nov 8, 2013 to Mar 26, 2014
    • BD registered reps · 1 to 0
      Mar 25, 2013 to Sep 26, 2013
    • Accounts · 631 to 606
      May 25, 2012 to Mar 25, 2013
    • Advisory employees · unset to 5.0
      May 25, 2012 to Mar 25, 2013
    • BD registered reps · 0 to 1
      May 25, 2012 to Mar 25, 2013
    • Employees · unset to 8.0
      May 25, 2012 to Mar 25, 2013
    • Financial planning clients · 0 to unset
      May 25, 2012 to Mar 25, 2013
    • State-registered IARs · unset to 5.0
      May 25, 2012 to Mar 25, 2013
    • Discretionary RAUM · $144M to $147M
      May 25, 2012 to Mar 25, 2013
    • Non-discretionary RAUM · $50.1M to $47.7M
      May 25, 2012 to Mar 25, 2013
    • RAUM · $194M to $195M
      May 25, 2012 to Mar 25, 2013
    • Accounts · 833 to 631
      Nov 8, 2011 to Mar 28, 2012
    • Insurance-licensed employees · unset to 0.0
      Nov 8, 2011 to Mar 28, 2012
    • Discretionary RAUM · $202M to $144M
      Nov 8, 2011 to Mar 28, 2012
    • Non-discretionary RAUM · $61.4M to $50.1M
      Nov 8, 2011 to Mar 28, 2012
    • RAUM · $263M to $194M
      Nov 8, 2011 to Mar 28, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026