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Registered advisor
G••••• C• C•••••
Feed of 09/14/2026
Also filed as G••••• C• C•••••
At current firm
4 y
since Sep 14, 2022
In the industry
16 y
since Oct 1, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• institutional currentsince Sep 14, 2022 · Ossining, Ny
- K• F•••••••• P•••••••• L•• formerMar 18, 2020 to Dec 31, 2023 · Princeton, Nj
- N••••••••• M••••• I••••••••• S••••••••• no RAUMDec 5, 2016 to Jul 18, 2018 · New York, Ny
- M••••• S•••••• wirehouseJul 17, 2014 to Oct 11, 2016 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to May 28, 2014 · Brooklyn, Ny
- C•••• I••••••••• S••••••• C•••• formerNov 3, 2010 to Oct 1, 2012 · Brooklyn, Ny
- E•••••••• A•••••••• L•• national BDApr 22, 2010 to Oct 18, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- K• F•••••••• P•••••••• L•• to O•••••••••left Dec 31, 2023, registered Sep 14, 2022 (-473 days) · Other · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to K• F•••••••• P•••••••• L••left Jul 18, 2018, registered Mar 18, 2020 (609 days) · Other
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 11, 2016, registered Dec 5, 2016 (55 days) · Other
- J••• M••••• S••••••••• L•• to M••••• S••••••left May 28, 2014, registered Jul 17, 2014 (50 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Oct 18, 2010, registered Nov 3, 2010 (16 days) · Other
Signals
- G••••• C• C••••• left K• F•••••••• P•••••••• L•• for Onedigital (registered 2022-09-14)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address