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Registered advisor
J••• E••••• M••••
Feed of 09/15/2026
Also filed as John Mcvay
At current firm
8 y
since Mar 1, 2018
In the industry
16 y
since Oct 24, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Mar 1, 2018 · Veneta, Or
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 14, 2016 · Kingwood, Tx
- C•••• I••••••••• S••••••• C•••• formerMar 23, 2010 to Oct 1, 2012 · Humble, Tx
- E••••• J•••• national BDOct 27, 2009 to Dec 17, 2009 · Kingwood, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••left Apr 14, 2016, registered Mar 1, 2018 (686 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Dec 17, 2009, registered Mar 23, 2010 (96 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address