DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• D• L••••

L•••• R••••••••• G•••• L••state registeredAnthem, AzIA-onlyIAPD 5695141

Feed of 09/14/2026

Also filed as Michael Dean L••••

At current firm

0 y

since May 7, 2026

In the industry

16 y

since Feb 19, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••• R••••••••• G•••• L•• state registered current
since May 7, 2026 · Anthem, Az
E••••••• C•••••• A•••••••• L•• independent RIA
Mar 20, 2023 to Dec 19, 2024 · Draper, Ut
G••••••• A•••••••• L•• independent RIA
Jan 11, 2022 to Jan 26, 2023 · Arden Hills, Mn
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Nov 19, 2019 to Aug 2, 2021 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

E••••••• C•••••• A•••••••• L•• to L•••• R••••••••• G•••• L••
left Dec 19, 2024, registered May 7, 2026 (504 days) · RIA to a state-registered adviser
G••••••• A•••••••• L•• to E••••••• C•••••• A•••••••• L••
left Jan 26, 2023, registered Mar 20, 2023 (53 days) · RIA to RIA
M••••• O• O•••• I••••••• S•••••••• I••• to G••••••• A•••••••• L••
left Aug 2, 2021, registered Jan 11, 2022 (162 days) · Other

Signals

M•••••• D• L•••• left E••••••• C•••••• A•••••••• L•• for L•••• R••••••••• G•••• L•• (registered 2026-05-07)
Dec 19, 2024 · Advisor changed firm · fact
M•••••• D• L•••• left G••••••• A•••••••• L•• for E••••••• C•••••• A•••••••• L•• (registered 2023-03-20)
Jan 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address