DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brett Alan Grider
Feed of 09/14/2026
At current firm
4 y
since Aug 10, 2022
In the industry
15 y
since Jun 30, 2011 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 10, 2022 · Mobile, Al
- Hancock Whitney Investment Services Inc. independent RIAMay 4, 2022 to Aug 10, 2022 · New Orleans, La
- Charles Schwab & Co., Inc. national BDFeb 16, 2022 to May 13, 2022 · Pensacola, Fl
- Td Ameritrade Investment Management, LLC formerApr 4, 2019 to May 13, 2022 · Pensacola, Fl
- Td Ameritrade, Inc. formerMar 28, 2019 to May 13, 2022 · Pensacola, Fl
- Advice And Planning Services BD affiliatedJul 22, 2015 to Mar 8, 2019 · Mobile, Al
- Strategic Advisers LLC national BDDec 5, 2012 to Jul 7, 2015 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Hancock Whitney Investment Services Inc. to Cetera Investment Advisers LLCleft Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left May 13, 2022, registered Feb 16, 2022 (-86 days) · channel change inside one enterprise, not a move
- Charles Schwab & Co., Inc. to Hancock Whitney Investment Services Inc.left May 13, 2022, registered May 4, 2022 (-9 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft May 13, 2022, registered Apr 4, 2019 (-1135 days) · channel change inside one enterprise, not a move
- Advice And Planning Services to Td Ameritrade, Inc.left Mar 8, 2019, registered Mar 28, 2019 (20 days) · Other
- Strategic Advisers LLC to Advice And Planning Servicesleft Jul 7, 2015, registered Jul 22, 2015 (15 days) · Other
Signals
- Brett Alan Grider left Charles Schwab & Co., Inc. for Hancock Whitney Investment Services Inc. (registered 2022-05-04)May 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address