RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M•••• B•••••
- C••••• P••••••• L•• independent RIA currentsince Sep 30, 2025 · Albany, Ny
- G•••••••• L•• formerMay 9, 2024 to Oct 3, 2025 · Albany, Ny
- C•••••••• W••••• formerOct 6, 2023 to Apr 19, 2024 · Albany, Ny
- A•••• P•••••• W••••• M••••••••• L•• formerMar 20, 2021 to Oct 5, 2023 · Albany, Ny
- G•••••••• L•• to C••••• P••••••• L••left Oct 3, 2025, registered Sep 30, 2025 (-3 days) · corporate re-registration, not a move
- C•••••••• W••••• to G•••••••• L••left Apr 19, 2024, registered May 9, 2024 (20 days) · RIA to RIA
- A•••• P•••••• W••••• M••••••••• L•• to C•••••••• W•••••left Oct 5, 2023, registered Oct 6, 2023 (1 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••• M•••• B••••• left C•••••••• W••••• for G•••••••• L•• (registered 2024-05-09)Apr 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address