DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tyrone V Ross
At current firm
1 y
since Jan 1, 2025
In the industry
16 y
since Jan 26, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- 401 Financial state registered currentsince Jan 1, 2025 · San Diego, Ca
- Eaglebrook Advisors otherDec 4, 2019 to Aug 11, 2020 · New York, Ny
- Noblebridge Wealth independent RIAJun 19, 2018 to Jul 3, 2019 · North Caldwell, Nj
- Hayden Royal formerJul 11, 2017 to Jul 10, 2018 · Montclair, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 10, 2012 to Jul 10, 2017 · Iselin, Nj
- Morgan Stanley wirehouseNov 14, 2011 to Jul 17, 2012 · Bedminster, Nj
Moves
a registration end followed by a registration begin elsewhere
- Eaglebrook Advisors to 401 Financialleft Aug 11, 2020, registered Jan 1, 2025 (1604 days) · Other
- Noblebridge Wealth to Eaglebrook Advisorsleft Jul 3, 2019, registered Dec 4, 2019 (154 days) · Other
- Hayden Royal to Noblebridge Wealthleft Jul 10, 2018, registered Jun 19, 2018 (-21 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hayden Royalleft Jul 10, 2017, registered Jul 11, 2017 (1 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 17, 2012, registered Aug 10, 2012 (24 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address