RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••• J• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 20, 2026 · San Diego, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 16, 2023 to Feb 20, 2026 · Daphne, Al
- P•• W••••• M••••••••• BD affiliatedJul 16, 2012 to Aug 9, 2023 · Bay Minette, Al
- E••••• J•••• national BDOct 12, 2009 to Jun 26, 2012 · Mobile, Al
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 20, 2026, registered Feb 20, 2026 (0 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 9, 2023, registered Aug 16, 2023 (7 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to P•• W••••• M•••••••••left Jun 26, 2012, registered Jul 16, 2012 (20 days) · Other
- Z••• J• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2026-02-20)Feb 20, 2026 · Advisor changed firm · fact
- Z••• J• B••••• left P•• W••••• M••••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-08-16)Aug 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address