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Registered advisor
R••••• G••••• S••••
Feed of 09/14/2026
Also filed as Rob S••••
At current firm
4 y
since Apr 28, 2022
In the industry
16 y
since Oct 24, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 28, 2022 · Denver, Co
- R•••••• J•••• • A••••••••• I••• national BDFeb 23, 2022 to Sep 15, 2022 · Denver, Co
- U••• B•••••• I••••••••• I••• formerSep 4, 2019 to Feb 18, 2022 · Johnstown, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 5, 2013 to Sep 5, 2019 · Fort Collins, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 26, 2011 to Dec 19, 2013 · Lakewood, Co
- E••••• J•••• national BDJan 24, 2011 to Aug 25, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 15, 2022, registered Apr 28, 2022 (-140 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Feb 18, 2022, registered Feb 23, 2022 (5 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••• B•••••• I••••••••• I•••left Sep 5, 2019, registered Sep 4, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 19, 2013, registered Dec 5, 2013 (-14 days) · Other
- E••••• J•••• to V•••• F•••••••• A•••••••• I•••left Aug 25, 2011, registered Sep 26, 2011 (32 days) · Other
Signals
- R••••• G••••• S•••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-04-28)Sep 15, 2022 · Advisor changed firm · fact
- R••••• G••••• S•••• left U••• B•••••• I••••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2022-02-23)Feb 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address