K••• J•••• S••••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Mar 7, 2022 · Bellevue, Wa
• C••••••••• F•••••••• N•••••• national BD
  Aug 21, 2018 to Feb 15, 2022 · Mountlake Terrace, Wa
• C••••••••• F•••••••• N•••••• national BD
  May 2, 2016 to Aug 30, 2016 · Poulsbo, Wa
• C••••• A•••••• N••••••• L•• former
  Sep 20, 2011 to May 9, 2016 · Poulsbo, Wa
• H•••••• T••••••• • K•••• L•• independent RIA
  Dec 1, 2010 to Mar 3, 2011 · Bellevue, Wa

• C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Feb 15, 2022, registered Mar 7, 2022 (20 days) · Affiliated broker-dealer or bank to another
• C••••• A•••••• N••••••• L•• to C••••••••• F•••••••• N••••••
  left May 9, 2016, registered May 2, 2016 (-7 days) · Other · moved with a team
• H•••••• T••••••• • K•••• L•• to C••••• A•••••• N••••••• L••
  left Mar 3, 2011, registered Sep 20, 2011 (201 days) · Other

• ••• Locked
  Feb 15, 2022 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address